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931	This document comprises a supplementary prospectus prepared in accordance with the Prospectus Rules made under Part VI of the Financial Services and Markets Act 2000 ("FSMA") (the "Supplementary Prospectus"). This Supple Add to Reading List Source URL: www.bcgr.bm Language: English - Date: 2014-07-22 10:17:35 Finance Securities Prospectus Mutual fund Financial economics Investment Stock market
932	Division of Trading and Markets No-Action Letter: SIFMA Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2013-01-11 10:59:43 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer Investment Advisor U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Broker Financial economics Finance Financial markets
933	Vol. 79 Wednesday, No. 247 Add to Reading List Source URL: docs.regulations.justia.com Language: English - Date: 2014-12-24 05:32:35 Economics United States housing bubble Structured finance Mortgage-backed security Mortgage industry of the United States Securitization Asset-backed security Dodd–Frank Wall Street Reform and Consumer Protection Act Collateralized debt obligation Financial economics Finance Fixed income securities
934	Request for rulemaking to amend Section 14 of the Securities Exchange Act of 1934 to facilitate the use of universal proxy cards in contested elections Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-01-09 12:59:10 Stock market Private law Proxy statement Statements Corporate governance Proxy fight Board of directors Annual general meeting Dodd–Frank Wall Street Reform and Consumer Protection Act Corporations law Business SEC filings
935	INITIAL DECISION RELEASE NO. 790 ADMINISTRATIVE PROCEEDING File NoUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-11 14:04:15 United States Securities and Exchange Commission Government Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Financial regulation SEC filings United States securities law 73rd United States Congress
936	IMPORTANT NOTICE IMPORTANT: You must read the following disclaimer before continuing. The following disclaimer applies to the attached Prospectus accessed from this page or otherwise received as a result of such access a Add to Reading List Source URL: www.rabobank.com Language: English - Date: 2014-12-15 05:28:09 Stock market Securities United States securities law Cooperative banking Rabobank Merrill Lynch Credit rating agency Prospectus Securities Act Financial economics Investment Finance
937	Advisory Committee on Small and Emerging Companies -- March 4, 2015, Meeting Transcript Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-08 17:13:00 Corporate crime U.S. Securities and Exchange Commission Financial system Securities Exchange Act Investment Security Securities and Exchange Commission Secondary market International Organization of Securities Commissions Financial economics United States securities law Financial markets
938	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMay 14, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Re Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-15 08:20:53 United States Securities and Exchange Commission Financial regulation Form 144 United States United States securities law 73rd United States Congress Securities Exchange Act
939	ALEXANDERS INC FORM 8-K (Current report filing) Add to Reading List Source URL: www.alx-inc.com Language: English United States Securities and Exchange Commission Financial regulation Form 10-K Securities Act Securities Exchange Act Form 8-K United States Government SEC filings United States securities law 73rd United States Congress
940	FAQs/SecExc/27H2014 FREQUENTLY ASKED QUESTIONS (FAQs) SECURITIES EXCHANGE 1. What is a Securities Exchange? In simple terms, the Securities Exchange is defined as an organised market place whereby buyers and Add to Reading List Source URL: www.fscmauritius.org Language: English - Date: 2014-08-28 03:10:57 73rd United States Congress United States Securities and Exchange Commission United States securities law Finance International Organization of Securities Commissions Securities Commission Securities Act Stock Exchange of Mauritius Capital market Financial regulation Financial economics Financial system

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